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Within our team Compliance Investment Banking in Zurich we are looking for a Senior Compliance Officer for the Trade Surveillance and Control Room.

Your Challenge

• Developing, implementing and maintaining an effective Trade surveillance program and policies (trade and communication surveillance) and documentation of such program and policies
• Developing and handling the internal Trade Surveillance tool
• Monitor trade surveillance alerts and escalate as necessary
• Identifying, assessing and managing compliance risks arising from policies, marketing methods, booking structures
• Interact with head of compliance and other team members on surveillance, monitoring and compliance initiatives 
• Dealing with and responding to Exchanges and regulators investigations within set deadlines
• Providing input into Compliance teams including ongoing delivery of appropriate market abuse and conduct training to staff

Requirements

• University degree in economics/law or equivalent
• 5+ years relevant compliance experience in trade surveillance and/or trading
• Solid knowledge in market abusive behaviour and market conduct within Switzerland and other jurisdictions
• Solid knowledge in all asset classes (including derivatives) and their trading principals
• Knowledge in exchange rules of the major Swiss and European exchanges
• Fluent in written and spoken in German and English is a must, any additional languages is a plus

Location: Zurich

Sector: Private Banking

Capacity: Full time